极地研究 ›› 2025, Vol. 37 ›› Issue (3): 585-602.DOI: 10.13679/j.jdyj.20230063

• 研究论文 • 上一篇    下一篇

基于SARIMA-LSTM组合模型的北极航道冰情预测与适航性分析

胡麦秀, 胡若兰   

  1. 上海海洋大学经济管理学院, 上海 201306
  • 收稿日期:2023-10-16 修回日期:2024-04-03 出版日期:2025-09-30 发布日期:2025-09-25
  • 通讯作者: 胡若兰
  • 基金资助:
    教育部后期资助(重大)项目

Ice prediction and seaworthiness analysis of Arctic shipping lanes based on a combined SARIMA-LSTM model

HU Maixiu, HU Ruolan   

  1. School of Economics and Management, Shanghai Ocean University, Shanghai 201306, China
  • Received:2023-10-16 Revised:2024-04-03 Online:2025-09-30 Published:2025-09-25

摘要: 本文基于1991—2021年北极航道海冰密集度和厚度的观测数据以及国际海事组织(International Maritime Organization, IMO)最新发布的极地操作限制评估风险指数系统(POLARIS), 对北极航道的综合航行风险值进行分析, 并运用SARIMA-LSTM组合模型对北极航道冰情开展中长期变化趋势预测, 同时评估两种具有代表性船型在航道上的通航能力。结果表明: (1)2022—2035年北极航道的冰情与前10年相比, 呈现一定程度的减轻, 包括海冰密集度和厚度均值分别下降了11.31%和4.82%, 夏秋两季冰情变化更为明显; (2)基于IMO最新发布的POLARIS冰区航行风险评估系统, IACS PC7冰级船与IACS PC3冰级船的综合航行风险均不断下降; 7—12月IACS PC7冰级船在北极航道各海区风险指数结果大于0, 船舶在此期间航行风险是可控的和可正常操作的; 而IACS PC3冰级船则在全年各海区风险指数结果大于0, 全海域航行风险是可控的和可正常操作的; (3)基于船舶航行实际模拟设定的通航标准, 对于不同冰级船在北极航道的可通航时间预测则存在着较大差异性, 其中IACS PC7冰级船的可通航时间没有出现明显变化, 依然为每年8—11月; 而IACS PC3冰级船的可通航时间则从每年7月至翌年1月延长到每年6月至翌年2月。

关键词: 北极东北航道,  冰情预测,  适航性,  SARIMA-LSTM组合模型

Abstract: This paper utilizes sea ice density and sea ice thickness data from 1991 to 2021 and the newly released International Maritime Organization (IMO) Polar Operation Limit Assessment Risk Index System (POLARIS) to assess the comprehensive navigational risk value of the middle- and low-latitude routes of the Northeast Arctic shipping lanes using a novel SARIMA-LSTM model. The combined prediction model forecasts medium- and long-term trends in sea ice conditions in the Northeast Arctic Passage, and the navigability of two representative ship types in this region is examined. Compared with the previous 10 years, the sea ice conditions in the Northeast Arctic Fairway show improvement over the 2022–2035, in which the average sea ice density and sea ice thickness are reduced by 11.31% and 4.82%, respectively, with more pronounced changes during summer and autumn. Based on the IMO POLARIS, the comprehensive navigational risk of both IACS PC7 and IACS PC3 ice-class ships is decreasing. The average risk index outcome (RIO) of IACS PC7 ice-class ships in each sea area of the Arctic Northeast Passage during July–December is greater than zero, which indicates that the navigational risk of the ships is controllable, and the ships can be operated normally during this period. The RIO of IACS PC3 is greater than zero throughout the year, the navigational risk of IACS PC3 ice-class ships is controllable over the whole sea area throughout the year, and the ships can be operated normally. Based on the navigation standards set by ship navigation simulations, the future navigable time in the Northeast Arctic Passage varies markedly among the sample ships, with no significant change in the navigable time of IACS PC7 ice-class ships, which remains at August–November, while the period of navigability of IACS PC3 ice-class ships is extended from July–January to June–February.

Key words: Arctic Northeast Passage, ice prediction, seaworthiness, combined SARIMA-LSTM model